El National Association of Securities Dealers (NASD) es una asociación de comerciantes de acciones, cuya oficina principal está en Nueva York (Estados Unidos). El NASD es conocido por ser propietario del NASDAQ Stock Market, una bolsa de valores automatizada.
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Financial Industry Regulatory Authority — (FINRA) USA The successor organization to the National Association of Securities Dealers, Inc. (NASD). The largest non governmental regulator for all securities firms doing business in the US. FINRA oversees over 5,000 brokerage firms, about… … Law dictionary
Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… … Wikipedia
Financial Industry Regulatory Authority — Die Financial Industry Regulatory Authority (FINRA) ist als Genehmigungsbehörde in den USA hauptsächlich verantwortlich für die Beaufsichtigung von Personen, welche in der Wertpapierbranche involviert sind. Die Securities and Exchange Commission… … Deutsch Wikipedia
Financial Industry Regulatory Authority - FINRA — A regulatory body created after the merger of the National Association of Securities Dealers and the New York Stock Exchange s regulation committee. The Financial Industry Regulatory Authority is responsible for governing business between brokers … Investment dictionary
Securities Industry Regulatory Authority - SIRA — The former name of a regulatory body consisting of the National Association of Securities Dealers and the New York Stock Exchange Regulation. The Securities Industry Regulatory Authority was formed to govern business practices between securities… … Investment dictionary
Investment Industry Regulatory Organization of Canada - IIROC — The governing authority for all debt and equity markets, investments and investment brokers, dealers and providers in Canada. The Investment Industry Regulatory Organization of Canada (IIROC) is a self regulatory organization, similar to the… … Investment dictionary
Financial adviser — Personal finance Credit and debt Pawnbroker Student loan Employment contract Salary Wage Em … Wikipedia
Financial analyst — A financial analyst (or securities analyst, research analyst, equity analyst, investment analyst) is a person who works with financial analysis.JobAn analyst will write reports on the companies they are supposed to cover, trying to describe the… … Wikipedia
Self-regulatory organization — A self regulatory organization (SRO) is an organization that exercises some degree of regulatory authority over an industry or profession. The regulatory authority could be applied in addition to some form of government regulation, or it could… … Wikipedia
Regulatory responses to the subprime crisis — addresses various actions taken by governments around the world to address the effects of the subprime mortgage crisis.Regulators and legislators are considering action regarding lending practices, bankruptcy protection, tax policies, affordable… … Wikipedia
